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Tariffs on the Russian securities market and the Russian futures market applicable to the clientswho entered into the Brokerage Agreement with Finam Limited
Expenses paid by clients who entered into a Brokerage Agreement with Finam Limited when executing transactions on the Russian securities and futures markets as of 200
Regulations of CJSC Investment Company Finam as of 30.08.08
Forward Contracts for Currency Pairs Trading Regulations
Tariffs
on the Russian securities market
and the Russian futures market
applicable to the clients who entered into the Brokerage Agreement with
Finam Limited (hereinafter referred to as the “Clients”)I. Opening accounts Any type of accounts for securities trading in the stock section of MICEX Stock Exchange and RTS will be opened for the Client free of charge. All accounts cover transactions involving stocks, corporate and bank bonds. II. Trading and execution of other transactions at the expense of the Clients on the Russian securities market and the Russian futures market 1. Transactions executed in the stock section of MICEX Stock Exchange and the stock section of RTS Stock Exchange | Daily turnover on the Client’s account, RUR | Commission fees charged by the Company |
|---|
| Up to 1,000,000 | 0.020% | | Over 1,000,000 to 5,000,000 | 0.018% | | Over 5,000,000 to 10,000,000 | 0.016% | | Over 10,000,000 to 20,000,000 | 0.013% | | Over 20,000,000 to 50,000,000 | 0.012% | | Over 50,000,000 to 100,000,000 | 0.010% | | Over 100,000,000 | 0.005% |
2. Transactions executed in the futures section of RTS Stock Exchange | Service | Commission fees charged by the Company |
|---|
| Conclusion of a futures and options contract when the Company executes an Order for a futures contract, placed using the software product QUIK-Broker | RUR 0.10 per contract | | Conclusion of a futures and options contract when the Company executes an Order for a futures contract, placed otherwise | 0.01% of contract value |
3.Other types of deals and transactions 3.1. Executing Instructions (Orders) of the Client to purchase securities in the course of an initial public offering and transactions stipulated under the terms of the Trading Agreement signed with non-commercial partnership Russian Trading System “Stock Exchange” | Service | Commission fees charged by the Company |
|---|
| Purchase of securities in an initial public offering directly from the underwriter or co-underwriter | 0.01% of transaction price | | Execution of another transaction under the terms | 0.01% of transaction price | | of the Trading Agreement signed with non-commercial partnership Russian Trading System “Stock Exchange” |
3.2. OTC options | Service | Commission fees charged by the Company |
|---|
| Purchase of OTC options | 0.01% of the option premium amount |
All bank and other charges, fees, payments, liabilities and expenses, payment for depositary services, registrars of corporate shareholder registers, other brokers, whose services the Company is forced to use due to the impossibility of executing Client Orders on its own, payment for legal services, value-added tax, sales tax and other taxes and duties (“Expenses”), incurred by the Company when properly performing its duties, shall be timely deducted by the Company from the Client’s Cash Account. At the request of the Client the Company shall provide the Client with information about the effective tariffs charged by third parties, in accordance with which the Company incurs expenses.
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